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Short Studies on Great Subjects.
by James Anthony Froude.
THE SCIENCE OF HISTORY:
A LECTURE DELIVERED AT THE ROYAL INSt.i.tUTION
FEBRUARY 5, 1864.
Ladies and Gentlemen,--I have undertaken to speak to you this evening on what is called the Science of History. I fear it is a dry subject; and there seems, indeed, something incongruous in the very connection of such words as Science and History. It is as if we were to talk of the colour of sound, or the longitude of the rule-of-three. Where it is so difficult to make out the truth on the commonest disputed fact in matters pa.s.sing under our very eyes, how can we talk of a science in things long past, which come to us only through books? It often seems to me as if History was like a child's box of letters, with which we can spell any word we please. We have only to pick out such letters as we want, arrange them as we like, and say nothing about those which do not suit our purpose.
I will try to make the thing intelligible, and I will try not to weary you; but I am doubtful of my success either way. First, however, I wish to say a word or two about the eminent person whose name is connected with this way of looking at History, and whose premature death struck us all with such a sudden sorrow. Many of you, perhaps, recollect Mr.
Buckle as he stood not so long ago in this place. He spoke more than an hour without a note--never repeating himself, never wasting words; laying out his matter as easily and as pleasantly as if he had been talking to us at his own fireside. We might think what we pleased of Mr.
Buckle's views, but it was plain enough that he was a man of uncommon power; and he had qualities also--qualities to which he, perhaps, himself attached little value, as rare as they were admirable.
Most of us, when we have hit on something which we are pleased to think important and original, feel as if we should burst with it. We come out into the book-market with our wares in hand, and ask for thanks and recognition. Mr. Buckle, at an early age, conceived the thought which made him famous, but he took the measure of his abilities. He knew that whenever he pleased he could command personal distinction, but he cared more for his subject than for himself. He was contented to work with patient reticence, unknown and unheard of, for twenty years; and then, at middle life, he produced a work which was translated at once into French and German, and, of all places in the world, fluttered the dovecotes of the Imperial Academy of St. Petersburg.
Goethe says somewhere, that as soon as a man has done anything remarkable, there seems to be a general conspiracy to prevent him from doing it again. He is feasted, feted, caressed; his time is stolen from him by breakfasts, dinners, societies, idle businesses of a thousand kinds. Mr. Buckle had his share of all this; but there are also more dangerous enemies that wait upon success like his. He had scarcely won for himself the place which he deserved, than his health was found shattered by his labours. He had but time to show us how large a man he was--time just to sketch the outlines of his philosophy, and he pa.s.sed away as suddenly as he appeared. He went abroad to recover strength for his work, but his work was done with and over. He died of a fever at Damascus, vexed only that he was compelled to leave it uncompleted.
Almost his last conscious words were, 'My book, my book! I shall never finish my book!' He went away as he had lived, n.o.bly careless of himself, and thinking only of the thing which he had undertaken to do.
But his labour had not been thrown away. Disagree with him as we might, the effect which he had already produced was unmistakable, and it is not likely to pa.s.s away. What he said was not essentially new. Some such interpretation of human things is as early as the beginning of thought.
But Mr. Buckle, on the one hand, had the art which belongs to men of genius; he could present his opinions with peculiar distinctness; and, on the other hand, there is much in the mode of speculation at present current among us for which those opinions have an unusual fascination.
They do not please us, but they excite and irritate us. We are angry with them; and we betray, in being so, an uneasy misgiving that there may be more truth in those opinions than we like to allow.
Mr. Buckle's general theory was something of this kind: When human creatures began first to look about them in the world they lived in, there seemed to be no order in anything. Days and nights were not the same length. The air was sometimes hot and sometimes cold. Some of the stars rose and set like the sun; some were almost motionless in the sky; some described circles round a central star above the north horizon. The planets went on principles of their own; and in the elements there seemed nothing but caprice. Sun and moon would at times go out in eclipse. Sometimes the earth itself would shake under men's feet; and they could only suppose that earth and air and sky and water were inhabited and managed by creatures as wayward as themselves.
Time went on, and the disorder began to arrange itself. Certain influences seemed beneficent to men, others malignant and destructive, and the world was supposed to be animated by good spirits and evil spirits, who were continually fighting against each other, in outward nature and in human creatures themselves. Finally, as men observed more and imagined less, these interpretations gave way also. Phenomena the most opposite in effect were seen to be the result of the same natural law. The fire did not burn the house down if the owners of it were careful, but remained on the hearth and boiled the pot; nor did it seem more inclined to burn a bad man's house down than a good man's, provided the badness did not take the form of negligence. The phenomena of nature were found for the most part to proceed in an orderly, regular way, and their variations to be such as could be counted upon. From observing the order of things, the step was easy to cause and effect. An eclipse, instead of being a sign of the anger of Heaven, was found to be the necessary and innocent result of the relative position of sun, moon, and earth. The comets became bodies in s.p.a.ce, unrelated to the beings who had imagined that all creation was watching them and their doings. By degrees, caprice, volition, all symptoms of arbitrary action, disappeared out of the universe; and almost every phenomenon in earth or heaven was found attributable to some law, either understood or perceived to exist. Thus nature was reclaimed from the imagination. The first fantastic conception of things gave way before the moral; the moral in turn gave way before the natural; and at last there was left but one small tract of jungle where the theory of law had failed to penetrate--the doings and characters of human creatures themselves.
There, and only there, amidst the conflicts of reason and emotion, conscience and desire, spiritual forces were still conceived to exist.
Cause and effect were not traceable when there was a free volition to disturb the connection. In all other things, from a given set of conditions, the consequences necessarily followed. With man, the word law changed its meaning; and instead of a fixed order, which he could not choose but follow, it became a moral precept, which he might disobey if he dared.
This it was which Mr. Buckle disbelieved. The economy which prevailed throughout nature, he thought it very unlikely should admit of this exception. He considered that human beings acted necessarily from the impulse of outward circ.u.mstances upon their mental and bodily condition at any given moment. Every man, he said, acted from a motive; and his conduct was determined by the motive which affected him most powerfully.
Every man naturally desires what he supposes to be good for him; but to do well, he must know well. He will eat poison, so long as he does not know that it is poison. Let him see that it will kill him, and he will not touch it. The question was not of moral right and wrong. Once let him be thoroughly made to feel that the thing is destructive, and he will leave it alone by the law of his nature. His virtues are the result of knowledge; his faults, the necessary consequence of the want of it. A boy desires to draw. He knows nothing about it: he draws men like trees or houses, with their centre of gravity anywhere. He makes mistakes, because he knows no better. We do not blame him. Till he is better taught he cannot help it. But his instruction begins. He arrives at straight lines; then at solids; then at curves. He learns perspective, and light and shade. He observes more accurately the forms which he wishes to represent. He perceives effects, and he perceives the means by which they are produced. He has learned what to do; and, in part, he has learned how to do it. His after-progress will depend on the amount of force which his nature possesses; but all this is as natural as the growth of an acorn. You do not preach to the acorn that it is its duty to become a large tree; you do not preach to the art-pupil that it is his duty to become a Holbein. You plant your acorn in favourable soil, where it can have light and air, and be sheltered from the wind; you remove the superfluous branches, you train the strength into the leading shoots. The acorn will then become as fine a tree as it has vital force to become. The difference between men and other things is only in the largeness and variety of man's capacities; and in this special capacity, that he alone has the power of observing the circ.u.mstances favourable to his own growth, and can apply them for himself. Yet, again, with this condition,--that he is not, as is commonly supposed, free to choose whether he will make use of these appliances or not. When he knows what is good for him, he will choose it; and he will judge what is good for him by the circ.u.mstances which have made him what he is.
And what he would do, Mr. Buckle supposed that he always had done. His history had been a natural growth as much as the growth of the acorn.
His improvement had followed the progress of his knowledge; and, by a comparison of his outward circ.u.mstances with the condition of his mind, his whole proceedings on this planet, his creeds and const.i.tutions, his good deeds and his bad, his arts and his sciences, his empires and his revolutions, would be found all to arrange themselves into clear relations of cause and effect.
If, when Mr. Buckle pressed his conclusions, we objected the difficulty of finding what the truth about past times really was, he would admit it candidly as far as concerned individuals; but there was not the same difficulty, he said, with ma.s.ses of men. We might disagree about the characters of Julius or Tiberius Caesar, but we could know well enough the Romans of the Empire. We had their literature to tell us how they thought; we had their laws to tell us how they governed; we had the broad face of the world, the huge mountainous outline of their general doings upon it, to tell us how they acted. He believed it was all reducible to laws, and could be made as intelligible as the growth of the chalk cliffs or the coal measures.
And thus consistently Mr. Buckle cared little for individuals. He did not believe (as some one has said) that the history of mankind is the history of its great men. Great men with him were but larger atoms, obeying the same impulses with the rest, only perhaps a trifle more erratic. With them or without them, the course of things would have been much the same.
As an ill.u.s.tration of the truth of his view, he would point to the new science of Political Economy. Here already was a large area of human activity in which natural laws were found to act unerringly. Men had gone on for centuries trying to regulate trade on moral principles. They would fix wages according to some imaginary rule of fairness; they would fix prices by what they considered things ought to cost; they encouraged one trade or discouraged another, for moral reasons. They might as well have tried to work a steam-engine on moral reasons. The great statesmen whose names were connected with these enterprises might have as well legislated that water should run up-hill. There were natural laws, fixed in the conditions of things: and to contend against them was the old battle of the t.i.tans against the G.o.ds.
As it was with political economy, so it was with all other forms of human activity; and as the true laws of political economy explained the troubles which people fell into in old times, because they were ignorant of them, so the true laws of human nature, as soon as we knew them, would explain their mistakes in more serious matters, and enable us to manage better for the future. Geographical position, climate, air, soil, and the like, had their several influences. The northern nations are hardy and industrious, because they must till the earth if they would eat the fruits of it, and because the temperature is too low to make an idle life enjoyable. In the south, the soil is more productive, while less food is wanted and fewer clothes; and in the exquisite air, exertion is not needed to make the sense of existence delightful.
Therefore, in the south we find men lazy and indolent.
True, there are difficulties in these views; the home of the languid Italian was the home also of the sternest race of whom the story of mankind retains a record. And again, when we are told that the Spaniards are superst.i.tious, because Spain is a country of earthquakes, we remember j.a.pan, the spot in all the world where earthquakes are most frequent, and where at the same time there is the most serene disbelief in any supernatural agency whatsoever.
Moreover, if men grow into what they are by natural laws, they cannot help being what they are; and if they cannot help being what they are, a good deal will have to be altered in our general view of human obligations and responsibilities.
That, however, in these theories there is a great deal of truth is quite certain; were there but a hope that those who maintain them would be contented with that admission. A man born in a Mahometan country grows up a Mahometan; in a Catholic country, a Catholic; in a Protestant country, a Protestant. His opinions are like his language; he learns to think as he learns to speak; and it is absurd to suppose him responsible for being what nature makes him. We take pains to educate children.
There is a good education and a bad education; there are rules well ascertained by which characters are influenced, and, clearly enough, it is no mere matter for a boy's free will whether he turns out well or ill. We try to train him into good habits; we keep him out of the way of temptations; we see that he is well taught; we mix kindness and strictness; we surround him with every good influence we can command.
These are what are termed the advantages of a good education: and if we fail to provide those under our care with it, and if they go wrong, the responsibility we feel is as much ours as theirs. This is at once an admission of the power over us of outward circ.u.mstances.
In the same way, we allow for the strength of temptations, and the like.
In general, it is perfectly obvious that men do necessarily absorb, out of the influences in which they grow up, something which gives a complexion to their whole after-character.
When historians have to relate great social or speculative changes, the overthrow of a monarchy or the establishment of a creed, they do but half their duty if they merely relate the events. In an account, for instance, of the rise of Mahometanism, it is not enough to describe the character of the Prophet, the ends which he set before him, the means which he made use of, and the effect which he produced; the historian must show what there was in the condition of the Eastern races which enabled Mahomet to act upon them so powerfully; their existing beliefs, their existing moral and political condition.
In our estimate of the past, and in our calculations of the future--in the judgments which we pa.s.s upon one another, we measure responsibility, not by the thing done, but by the opportunities which people have had of knowing better or worse. In the efforts which we make to keep our children from bad a.s.sociations or friends we admit that external circ.u.mstances have a powerful effect in making men what they are.
But are circ.u.mstances everything? That is the whole question. A science of history, if it is more than a misleading name, implies that the relation between cause and effect holds in human things as completely as in all others, that the origin of human actions is not to be looked for in mysterious properties of the mind, but in influences which are palpable and ponderable.
When natural causes are liable to be set aside and neutralised by what is called volition, the word Science is out of place. If it is free to a man to choose what he will do or not do, there is no adequate science of him. If there is a science of him, there is no free choice, and the praise or blame with which we regard one another are impertinent and out of place.
I am trespa.s.sing upon these ethical grounds because, unless I do, the subject cannot be made intelligible. Mankind are but an aggregate of individuals--History is but the record of individual action; and what is true of the part, is true of the whole.
We feel keenly about such things, and when the logic becomes perplexing, we are apt to grow rhetorical about them. But rhetoric is only misleading. Whatever the truth may be, it is best that we should know it; and for truth of any kind we should keep our heads and hearts as cool as we can.
I will say at once, that if we had the whole case before us--if we were taken, like Leibnitz's Tarquin, into the council chamber of nature, and were shown what we really were, where we came from, and where we were going, however unpleasant it might be for some of us to find ourselves, like Tarquin, made into villains, from the subtle necessities of 'the best of all possible worlds;' nevertheless, some such theory as Mr.
Buckle's might possibly turn out to be true. Likely enough, there is some great 'equation of the universe' where the value of the unknown quant.i.ties can be determined. But we must treat things in relation to our own powers and position; and the question is, whether the sweep of those vast curves can be measured by the intellect of creatures of a day like ourselves.
The 'Faust' of Goethe, tired of the barren round of earthly knowledge, calls magic to his aid. He desires, first, to see the spirit of the Macrocosmos, but his heart fails him before he ventures that tremendous experiment, and he summons before him, instead, the spirit of his own race. There he feels himself at home. The stream of life and the storm of action, the everlasting ocean of existence, the web and the woof, and the roaring loom of time--he gazes upon them all, and in pa.s.sionate exultation claims fellows.h.i.+p with the awful thing before him. But the majestic vision fades, and a voice comes to him--'Thou art fellow with the spirits which thy mind can grasp--not with me.'
Had Mr. Buckle tried to follow his principles into detail, it might have fared no better with him than with 'Faust.'
What are the conditions of a science? and when may any subject be said to enter the scientific stage? I suppose when the facts of it begin to resolve themselves into groups; when phenomena are no longer isolated experiences, but appear in connection and order; when, after certain antecedents, certain consequences are uniformly seen to follow; when facts enough have been collected to furnish a basis for conjectural explanation, and when conjectures have so far ceased to be utterly vague, that it is possible in some degree to foresee the future by the help of them.
Till a subject has advanced as far as this, to speak of a science of it is an abuse of language. It is not enough to say that there must be a science of human things, because there is a science of all other things.
This is like saying the planets must be inhabited, because the only planet of which we have any experience is inhabited. It may or may not be true, but it is not a practical question; it does not affect the practical treatment of the matter in hand.
Let us look at the history of Astronomy.
So long as sun, moon, and planets were supposed to be G.o.ds or angels; so long as the sword of Orion was not a metaphor, but a fact, and the groups of stars which inlaid the floor of heaven were the glittering trophies of the loves and wars of the Pantheon, so long there was no science of Astronomy. There was fancy, imagination, poetry, perhaps reverence, but no science. As soon, however, as it was observed that the stars retained their relative places--that the times of their rising and setting varied with the seasons--that sun, moon, and planets moved among them in a plane, and the belt of the Zodiac was marked out and divided, then a new order of things began. Traces of the earlier stage remained in the names of the signs and constellations, just as the Scandinavian mythology survives now in the names of the days of the week: but for all that, the understanding was now at work on the thing; Science had begun, and the first triumph of it was the power of foretelling the future.
Eclipses were perceived to recur in cycles of nineteen years, and philosophers were able to say when an eclipse was to be looked for. The periods of the planets were determined. Theories were invented to account for their eccentricities; and, false as those theories might be, the position of the planets could be calculated with moderate certainty by them. The very first result of the science, in its most imperfect stage, was a power of foresight; and this was possible before any one true astronomical law had been discovered.
We should not therefore question the possibility of a science of history, because the explanations of its phenomena were rudimentary or imperfect: that they might be, and might long continue to be, and yet enough might be done to show that there was such a thing, and that it was not entirely without use. But how was it that in those rude days, with small knowledge of mathematics, and with no better instruments than flat walls and dial plates, those first astronomers made progress so considerable? Because, I suppose, the phenomena which they were observing recurred, for the most part, within moderate intervals; so that they could collect large experience within the compa.s.s of their natural lives: because days and months and years were measurable periods, and within them the more simple phenomena perpetually repeated themselves.
But how would it have been if, instead of turning on its axis once in twenty-four hours, the earth had taken a year about it; if the year had been nearly four hundred years; if man's life had been no longer than it is, and for the initial steps of astronomy there had been nothing to depend upon except observations recorded in history? How many ages would have pa.s.sed, had this been our condition, before it would have occurred to any one, that, in what they saw night after night, there was any kind of order at all?
We can see to some extent how it would have been, by the present state of those parts of the science which in fact depend on remote recorded observations. The movements of the comets are still extremely uncertain.
The times of their return can be calculated only with the greatest vagueness.
And yet such a hypothesis as I have suggested would but inadequately express the position in which we are in fact placed towards history.
There the phenomena never repeat themselves. There we are dependent wholly on the record of things said to have happened once, but which never happen or can happen a second time. There no experiment is possible; we can watch for no recurring fact to test the worth of our conjectures. It has been suggested, fancifully, that if we consider the universe to be infinite, time is the same as eternity, and the past is perpetually present. Light takes nine years to come to us from Sirius; those rays which we may see to-night when we leave this place, left Sirius nine years ago; and could the inhabitants of Sirius see the earth at this moment, they would see the English army in the trenches before Sebastopol; Florence Nightingale watching at Scutari over the wounded at Inkermann; and the peace of England undisturbed by 'Essays and Reviews.'