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It all comes down to this: if the novelist conceives a definite story, he has only to tell it, but if he conceives a life or a society he has yet to devise his story. And the matters which can have some relation to a life or a society are much more varied than those which can have some relation to a course of events. In other words, the conception of a story as such limits the writer's choice of matter. If one starts with a story, one can tell only the story. If one starts with a life or a society, one can write pretty much at large.
In discussing the short story, it was possible to state that it must embody one story-idea, for the physical brevity of the form prohibits adequate development of more than a single story. But if I stated that the novel must embody one story-idea, no more, no less, the statement would be false, for the length of the form is practically unlimited. As d.i.c.kens did in "Our Mutual Friend" and other books, the novelist can tell together three or four unrelated stories if he so desires. He has the s.p.a.ce. The question is not whether he can but whether he should tell more than one. The answer is that he should confine himself to one.
Perhaps a little supporting argument is called for.
The most obvious criticism of this limitation upon the novelist is that it savors strongly of artificiality, rather than of art. The reader may think of d.i.c.kens himself, his marvelous people, the world of delight in his books. But d.i.c.kens, it may be said with all reverence, was no story-teller. His is a fictional world turned upside down. His stories are less than nothing; his major characters are less than nothing; but his little people are G.o.ds. All his books are mere cardboard beside the works of such a one as Dostoievsky, but in each book--with a few exceptions--there is some stupendous Weller or Micawber, not a man, but a G.o.d. One goes to d.i.c.kens almost as to vaudeville, and "Pickwick" is his best book because it is no story. In it Weller and the others run wild unrestrained by the necessities of any predetermined course of events. But a story is a predetermined course of events, actually or in effect, and the mere fact that d.i.c.kens could write poor stories and yet interest by his wonderful people does not falsify the technique of fiction.
Again, the fact that the novelist should confine himself to one story at a time does not debar him from following side-issues, provided they have relation to the main course of events, or from creating minor people like d.i.c.kens', if he has the power. d.i.c.kens could have placed his people in real stories instead of in the weak fictions they serve to enn.o.ble.
Finally, I will state abstractly the conditions from which result the artistic, not the physical necessity that the novelist confine himself in each book to a single story-idea.
The aim to interest is the aim of fiction, long and short, and the body of a writer's resources to accomplish the aim make up the body of fiction technique. But the aim of the writer of plotted fiction is not simply to interest; it is to interest through a story, a course of events functioning together in that they embody some sort of problem.
Leaving aside the matter of executive artistry, and premising that the writer will realize to the full the possibilities of his story, it is accurate to state that the interest a story will arouse will be in accordance with the human significance of the problem it embodies.
Adequate fictional treatment of the problem to win love or to make a living will be more interesting than adequate fictional treatment of the problem to escape payment of an income tax. And the possibilities of any problem of life to arouse a reader's interest can be realized to the full only by setting out that problem and nothing else. Only by showing the thing in isolation and high relief can the writer reveal to, and force home upon a reader its ultimate significance. If anything unrelated to the story or problem is brought out, something of the power of the story as such will be lost. Likewise, if two or more stories or problems are each completely developed in one book, neither will have that singleness of appeal to a reader which is essential if each is to have maximum effect.
In other words, a novel does not function as a mere physical spectacle; being a story, it must have a motive, an artistic purpose; and if it has more than one it will be at cross purposes as a work of art. That is not a mere "artistic" defect. It is a practical defect in that motive, purpose, and story will not have extreme effect. Nor is it to say that the novel may not be very complicated as to any or all of its three elements of people, events, and setting. "Anna Karenina" is complicated enough, in all conscience, but every item of the novel has relation to its one story either in that it serves directly to develop the horrible tragedy of Anna's life or in that it forwards the presentment of the society which she renounced.
The painter cannot put two different pictures side by side on the same canvas without hampering the effect of each; still less can he commingle the two. The architect cannot build on two designs at once. Nor can the novelist--if he would have each story realize to the full its inherent capacity to interest--combine different stories in the same book. He can develop personality in great detail; he can follow by-paths of action; he can involve his minor characters in subplots; but the main course of the story must be single, not duplicate or triplicate, that the whole may have point and significance.
The reader will observe that this book lays absolutely no restrictions on the conceptive faculty. It preaches that the way to write fiction is to look for a story, and, when it is found, to write it so as to give it full effect. It may be a short story; it may be a novel. It may have its genesis in a dream, in a life, in a situation, in a society. But, whatever its nature, whatever its length, its effect on, its interest for, a reader, can result only from itself. The story as such cannot be fortified by the introduction of foreign matter, although the interest of the writer's text as a mere sequence of words may be heightened thereby. But the aim of the writer of novel or short story is to interest through his story as such, not merely to interest. A newspaper is interesting, yet a newspaper is not a story, however much fiction it may embody.
The novel or long story is apt to have a strong social emphasis simply because the interplay of society and the conflict of its members supply much more material for stories than the more isolated phases of human life. The novelist is under no obligation to reproduce a social spectacle in each book, but more often than not he will find that he must do so to bring out the full value of his conception. It follows that he will do well to go about with an observant eye, for it is the little details of the novel of manners that lend verisimilitude to the whole. And such matters cannot be invented; they must have been observed; for a reader knows them whether or not the writer does too.
FOOTNOTES:
[R] For a plainer, because less philosophical discussion of the fallacies of realism, the artistic philosophy, see p. 199.
[S] "The Ebb-Tide" is interesting in connection with the general question of plot. Its plot is the struggle within Robert Herrick between an artificially stimulated resolution and an essential weakness of moral fibre. The mere mechanical complication that he and his fellows steal a schooner laden with bottled water thinking her laden with champagne is no part of the plot, only a circ.u.mstance of the action, yet, as plot is commonly understood, the circ.u.mstance would be taken as the heart of the plot in itself. Also, "The Ebb-Tide" is interesting in connection with the matter of realism and the fallacies of the cult. The realists might claim the book, but they would have a merry time to point any essential difference between it and "The Master of Ballantrae," which they would reject. And a distinction that can be justified only when applied to extreme types-say "Pride and Prejudice" and "Frankenstein"--is not very convincing.
CHAPTER XIV
CONCLUSION
Story and Tale--Realism the Method--Realism the Dogma-- Philosophy of Fiction--Interest--Power of the Real Problems of Life--Test of Merit--Aim of Executive Artistry-- Verisimilitude--Ultimate Artistic Significance of Plot.
The purpose of this book has been to shed a little light on the essential technical processes of the art of fiction; to state a general philosophy of fiction has not been my aim. Accordingly, the text touches only incidentally upon the fundamental types of fiction and a writer's fundamental purposes in adopting any one of them as a medium for expression of himself or his conceptions. Partly to justify some of the text, and partly because it may prove of practical service, I shall state briefly a general theory or philosophy of fiction-not my theory, merely, nor that of anyone else, but simply the theory which is implied in the content and aim of the art itself.
The content of fiction is man and what he may experience, in body, mind, and soul; the aim of fiction is to interest. Certain results follow, but before stating them it will be well to clear the way a little.
I have stated that a story is a fiction with a plot, and have defined a plot as a dramatic problem, that is, a course of events which function together as a whole in that they influence and are influenced by character or personality. And nine-tenths of the technique of fiction is concerned with the object to develop a plot. To develop a tale, a fiction, long or short, without a plot, only direct narrative and descriptive writing is requisite; it is the plot-element of a fiction, with all its implications as to personality, that forces the writer of a story--a fiction with a plot--to weave together cunningly each strand of his matter, narrative, exposition, dialogue, description, that the whole pattern may show fictionally real people doing in a fictionally real world what one might naturally expect from their natures and the circ.u.mstances of their lives. The task is infinitely more difficult and delicate than to take a Sinbad the Sailor or a Cinderella through a course of happenings without essential relation to the nature of either person, who is, in each case, a mere human focal point for the events to be precipitated upon. Accordingly, this book concentrates upon the fiction of plot, or story, rather than the fiction without plot, or tale. The technique of the fiction of plot comprehends and includes the technique of the tale, which could be ignored here without loss.
Whether or not a fiction possess a plot, and is a story, or lacks a plot, and is a tale, it will be concerned with people and what they do, the man and his acts. Long or short, a fiction must deal with man, at least with personality, as do London's "The Call of the Wild" and Kipling's "The s.h.i.+p That Found Herself." Since fiction deals with man, it deals both with physical and spiritual facts, with the facts of the soul and the more tangible things of the body and the earth. It results that either the spiritual or physical element of any fiction may largely outweigh the other, at least, preponderate over it. That is, the long story may be what is known as a novel or what is known as a romance, and the brief story may reveal the fate of the spirit rather than the fate of the body and mind.[T]
Precisely at this point one encounters a difficulty raised by critical comment on fiction, the whole complex of obscurantism about "realism"
and "romanticism." Instead of wasting s.p.a.ce in trying to unravel the threads of the tangle as stated by those who have knotted it, it will be much easier and much more profitable to state a few facts that will demonstrate the essential fallacy of such discussion.
In the first place, realism characterizes a method, one that might better be called the method of stating the concrete in detail. If a story is concerned largely with the more common actualities of everyday life, it is possible that its writer may best create his illusion of reality by itemizing the physical facts in some detail.
In the second place, "realism" has been elevated from a mere technical method into an artistic creed or dogma. The a.s.sumption is made that only the more tangible matters of life are realities, and that fiction should seek to present only the real.
It is unnecessary to do more than state that the first term of this a.s.sumption is false. Not only are there facts of the spirit as well as facts of the body and the phenomenal universe, but the spiritual fact is precisely the fact which is fictionally significant. Fiction deals with man for man, and man is man just and only because he has an intelligence and a soul, enabling him to impose his will upon brute matter and to rise superior to evil fortune.
The second term of the realists' a.s.sumption is that fiction should present only the real. And the essential fallacy of the a.s.sumption is this: it ignores the fact that the first aim of fiction is to interest.
Philosophy, not fiction, must give us a test of truth and reality.
Irrespective of what is real--a question that the confirmed realist answers falsely, because partially and exclusively--one who denies the reality and significance of the spiritual life of man, and therefore refuses to give it fictional treatment, debars himself from presenting much interesting matter.
It might not be too dull, incidentally, to go into the question of how much the world of the spirit shall be allowed to impose its necessities on the world of the flesh, but the matter is subordinate, part of the general question of verisimilitude. Frequently, to give concrete fictional treatment to a fact of the soul, the writer will have to falsify deliberately as to physical facts, as Stevenson did in "Dr.
Jekyll and Mr. Hyde."
Realism, the technical method expanded into an artistic dogma, has much to answer for. In the hands of the French, it has been responsible for much that is uselessly unpleasant and brutal; in the hands of English and American writers, it has been responsible for much dullness. The unpleasant facts and petty concerns of life alike are significant only in relation to the persons they affect; in themselves, they are dreary or repellent items. If the ugly fact has no relation to the story as such, it should not be given place; if the commonplace detail has no relation to the course of the story, and will perform no office in lending reality to the fiction in a reader's eyes, it should not be transcribed.
The misconceptions that cl.u.s.ter about realism the dogma affect adversely both the writer of long fiction and the writer of short fiction. But the writer of short fiction, if he has read even a little critical comment in an endeavor to inform himself of the essential nature of his art, will have been confused and misdirected by the eternal quarrel over the short story, what it is, whether it is a distinct literary form, its totality or unity of effect, and so forth. I have said much on this head in discussing the short story, and shall not repeat the argument here.
It is enough to say that the short story most certainly is a distinct literary form, in that it is brief enough to be read at one sitting and embodies a plot or dramatic problem, which is not true of the tale. But its distinction from other forms of fiction, plotted and unplotted alike, does not lie in its totality or unity of effect, except in the case of the short story of atmosphere. The dramatic short story, whether it stresses character or the event, differs from the novel or romance not in that it possesses a plot--so do the longer types--but in that it is brief. And it differs from the tale--which also is brief--in that it possesses a plot. The short story of atmosphere is abnormal, and a type in itself.
As was stated in the chapter on the short story, the only sense in which the dramatic short story can be said to possess unity is purely verbal.
As a mere sequence of words, it possesses unity in that each word is essential to the story. That is not to say that the matter of the story, its people, situations, and settings, is "unified," whatever the word may mean so applied. The form is verbally coherent, but not necessarily coherent in substance, except that it embodies one plot--or story-idea, no more, no less. The one story-idea may involve great diversity in its three elements of people, events, and setting. It would not be worth while to discuss the general false emphasis upon the unity of the short story were it not for the strong tendency of such discussion to lead the writer to devise stories too simple really to interest, apart from the appeal to their characters.
It seems to me that the question of realism and the question of the dramatic short story's a.s.sumed unity of substance are the two pitfalls into which the feet of the writer of fiction who reads the ma.s.s of comment on his art are most apt to stray. It is difficult enough to find an interesting story without having one eye blinded by a false artistic philosophy. Generally, in reading critical comment on specific stories and authors and on the art of fiction, the writer of fiction will do well to remember that such matter is written for the general reader, not for the pract.i.tioner of the art, and that the poor critic must say something! He cannot discuss technique, for he would be both dull and unintelligible to the general reader. So he says what he does.
It remains to state a true artistic philosophy for the writer of fiction, that philosophy which is implied in the content and aim of the art of fiction itself. The content of fiction is man and what he possibly or conceivably may experience; the aim of fiction is to interest. It would be more accurate to state that the content of fiction is personality and what it may experience--witness any animal story, or Kipling's story of a steams.h.i.+p, cited above--but fiction deals so exclusively with man that the first statement may stand.
Since the content of fiction is man and what he possibly or conceivably may experience, the writer of fiction is at liberty to go to fairyland or South Boston, to heaven, h.e.l.l, or the stock-exchange, for the material for his story. He is subject to no limitations, for whatever he can conceive is open to his use. If he does choose to leave the homely earth, however, he cannot return until he has finished the story. If his story moves in a fairy world subject only to physical laws of its own, such basic conditions of the story must continue to operate. But that is a matter of achieving the aim to interest rather than a matter of content, of telling the story so that it will seem real even though it is unbelievable.
The reader will note that the content of fiction gives him opportunity to write so terrifically "realistic" a thing as Dostoievsky's "House of the Dead," so n.o.bly "romantic" a thing as Hawthorne's "Scarlet Letter,"
or so finely fantastic a thing as Carroll's "Alice in Wonderland." The sole limitation upon his work is his own conceptive and executive power, unless he foolishly subjects himself to the bondage of some special school. As time goes on, his own essential bent of mind and heart will gradually reveal to him the sort of matter he can handle best.
The influence upon the fiction writer's philosophy of the aim and necessity to interest may now be discussed.
An important point is that there are degrees of interest. A strongly novel course of events will catch and hold a reader's interest, but the interest aroused by a fiction presenting a novel course of events and nothing else is not quite the same thing as the interest aroused by a story which shows real men and women meeting the real problems of life, material or spiritual. The interest aroused by mere novelty is a matter largely of the intelligence; it tends to be evanescent because it has little or no relation to the emotional nature. On the other hand, the other sort of interest, that aroused by the spectacle of real men and women meeting the real problems of life, is deepened and intensified by the emotional element of sympathy and hate for lovable and hateful people. And the real, though perhaps intrinsically simple problems of life--to make a living, win love, overcome temptation--are precisely the problems which are humanly significant because universally experienced.
The story which shows real people struggling with such a problem will have a keener interest for a reader through his familiarity with its matter in personal experience. Such a story appeals to the emotions both through its people and through its theme.
This matter is well worth dwelling upon, for, apart from merit in point of executive artistry, the only standard whereby a story can be estimated as relatively significant or relatively insignificant is the standard of interest, that is, interest for the ideal reader, the reader of open and able mind and sympathetic heart. The aim of fiction is to interest, and the story which most deeply interests most completely fulfils the ideals of the art. "Les Miserables" is a greater book than any one of Jules Verne's mechanical romances, not because it is better written, and not because it is a terrific indictment of society--as a modern reviewer might put it--but simply because its people and matter generally arouse the most poignant emotional and intellectual interest in a reader qualified to feel its power. The interest aroused by Verne's sort of story--H. G. Wells' earlier work and Conan Doyle's "The Lost World" are more recent examples--is real, but almost exclusively intellectual, therefore relatively weak and evanescent. Books such as "Les Miserables" cannot be forgotten; the details of the story may vanish from the mind with time; but a reader will retain through life the memory of the book's power, the memory of the eagerness with which he followed the fortunes of its people.
Between masterpieces that will incorporate their essence and memory with a reader's very life--books such as "Les Miserables" and "The Scarlet Letter," to name together the utterly dissimilar--and stories that can serve only to while away an idle hour or two, there are fictions of every sort and condition, the product of all sorts of aims and philosophies, artistic and moral. Apart from the matter of executive artistry, each must take rank as relatively good or relatively feeble in accordance with its power to evoke interest. Some--as the detective story or any story of ratiocination--have in high degree the power to call forth a reader's intellectual interest; some--as the fictional comedy of manners--may interest slightly the mind through their plot and the heart through their people; but each is significant as a fiction solely by virtue of its power to enthrall a reader of open mind and sympathetic heart.
If the power to interest the ideal reader is the sole test of a story's merit as a fiction--and no other test can withstand examination even for a moment--it inevitably follows that to be a masterpiece a story, long or short, must show fictionally real men and women coping with the material and spiritual problems of our common human destiny. No other matter can arouse the deepest and most abiding interest in a reader.
However perfect a writer's technique, if he chooses to write of physical or spiritual matters that are relatively trivial and insignificant, he cannot hope to do the finest work. Of course, it is unnecessary to say that the writer of fiction rests under no moral or artistic obligation to attempt a masterpiece in each story he undertakes. He is under obligation to attempt to interest in some degree.
Thus far, in discussing the influence upon the fiction writer's philosophy of the aim and necessity that fiction interest, emphasis has been laid upon the question of matter. But from the aim and necessity results the whole executive technique.
The general proposition is that significant matter cannot arouse a reader's deepest interest unless it is presented to him effectively, nor can relatively insignificant matter arouse whatever interest is attainable by it unless it also is presented effectively. The writer of a story must seek to invest it with reality in the eyes of a reader, and his resources to perform this difficult task make up the body of the technique of fiction.
It follows that the best story in point of executive artistry is the story which realizes most fully the inherent capacity of its matter to interest. However significant the content of a story, if the writer's hand falter in execution, something of the fiction's appeal for a reader will be lost.
The general aim of executive artistry or technique is to invest the story with such reality that a reader will himself see so much of the thing as is physical and feel so much of it as is emotional or spiritual, for only thus can be evoked the full measure of interest inherent in the matter. Unless the writer's words const.i.tute in themselves a primary spectacle and experience for a reader, instead of a mere secondary relation, the story cannot have full effect. A reader will not accept the mere say-so of the writer, who must spread upon his page the very stuff of life itself, rather than mere words.